SEC FORM 3 SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
STEVENS ANNA

(Last) (First) (Middle)
3400 CUMBERLAND BLVD

(Street)
ATLANTA GA 30339

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
11/15/2018
3. Issuer Name and Ticker or Trading Symbol
HD Supply Holdings, Inc. [ HDS ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
VP-HR & Chief Prople Officer
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 1,402 D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock(1) (2) (2) Common Stock 1,071 0 D
Restricted Stock(1) (3) (3) Common Stock 1,159 0 D
Restricted Stock(1) (4) (4) Common Stock 3,924 0 D
Restricted Stock(1) (5) (5) Common Stock 6,681 0 D
Stock Options (right to buy)(1) (6) 03/09/2026 Common Stock 6,092 27.88 D
Stock Options (right to buy)(1) (7) 02/28/2027 Common Stock 15,945 43 D
Stock Options (right to buy)(1) (8) 03/08/2028 Common Stock 19,252 36.54 D
Explanation of Responses:
1. Stock options and restricted stock awards granted under the Issuer Omnibus Incentive Plan vest in four equal annual installments beginning on the first anniversary of the grant date, subject to continued employment through the vesting date. Upon retirement at or after age 62 with five years of continuous service, the awards continue to vest as scheduled, subject to the agreement of the reporting person not to engage in solicitation or competitive activity with the Company.
2. Award of 4,284 restricted shares on March 10, 2015. 3,213 shares are fully vested and 1,071 shares will vest on March 10, 2019.
3. Award of 2,318 restricted shares on March 9, 2016. 1,159 shares are fully vested and 579 shares will vest on March 9, 2019 and 580 shares will vest on March 9, 2020.
4. Award of 5,232 restricted shares on February 28, 2017. 1,308 shares are fully vested and 1,308 shares and will vest on each of February 28, 2019, 2020 and 2021.
5. Award of 6,681 restricted shares on March 8, 2018. 1,670 shares will vest on each of March 8, 2019, 2020 and 2021; and 1,671 shares will vest on March 8, 2022.
6. Award of 6,092 stock options on March 9, 2016. 3,046 option shares are fully vested and 1,523 option shares will vest on each of March 9, 2019 and 2020.
7. Award of 15,495 stock options stock options on February 28, 2017. 3,873 option shares are fully vested and 3,874 option shares will vest on each of February 28, 2019, 2020 and 2021.
8. Award of 19,252 stock options on March 8, 2018. 4,813 option shares will vest on each of March 8, 2019, 2020, 2021 and 2022.
Rita L. Fadell, Attorney-in-Fact for Anna Stevens 11/20/2018
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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