SEC FORM 3 SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
PAULSEN BRADLEY

(Last) (First) (Middle)
3400 CUMBERLAND BLVD

(Street)
ATLANTA GA 30339

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
09/06/2018
3. Issuer Name and Ticker or Trading Symbol
HD Supply Holdings, Inc. [ HDS ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Pres, HDS Facilities Main
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 4,081 D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Options (right to buy)(1) (2) 03/09/2026 Common Stock 5,702 27.88 D
Stock Options (right to buy)(1) (3) 11/10/2026 Common Stock 7,102 36.93 D
Stock Options (right to buy)(1) (4) 02/28/2027 Common Stock 4,924 43 D
Stock Options (right to buy)(1) (5) 08/16/2027 Common Stock 4,873 30.56 D
Stock Options (right to buy)(1) (6) 03/08/2028 Common Stock 5,964 36.54 D
Restricted Stock(1) (7) 11/19/2019 Common Stock 3,601 0 D
Restricted Stock(1) (8) 03/09/2020 Common Stock 1,085 0 D
Restricted Stock(1) (9) 11/10/2020 Common Stock 2,031 0 D
Restricted Stock(1) (10) 02/28/2021 Common Stock 1,247 0 D
Restricted Stock(1) (11) 08/16/2021 Common Stock 1,227 0 D
Restricted Stock(1) (12) 03/08/2022 Common Stock 2,069 0 D
Explanation of Responses:
1. All stock options and restricted stock awards were granted under the HD Supply Holdings, Inc. Omnibus Incentive Plan and vest in four equal annual installments beginning on the first anniversary of the grant date, subject to continued employment through the vesting date. Upon retirement at or after age 62 with five years of continuous service, the awards continue to vest as scheduled, subject to the agreement of the reporting person not to engage in solicitation or competitive activity with the Company.
2. 2,851 option shares are fully vested; 1,425 and 1,426 option shares vest on 03/09/2019 and 03/09/2020, respectively.
3. 1.775 option shares are fully vested; 1,776 option shares vest on each of 11/10/2018 and 11/10/2020; and 1,775 option shares will vest on 11/10/2019.
4. 1,231 option shares are fully vested; 1,231 option shares will vest on each of 02/28/2019, 02/28/2020, and 01/28/2021.
5. 1,218 option shares are fully vested; 1,218 option shares vest on each of 08/16/2019 and 8/16/2020, and 1,219 option shares will vest on 08/16/2021.
6. 1,491 option shares vest on each of 03/08/2019, 03/08/2020, 03/08/2021, and 03/08/2022.
7. 1,800 restricted shares will vest on 11/19/2018 and 1,801 restricted shares will vest on 11/19/2019.
8. 542 restricted shares will vest on 03/09/2019 and 543 restricted shares will vest on 03/09/2020.
9. 677 restricted shares will vest on each of 11/18/2018, 11/10/2019, and 11/10/2020.
10. 416 restricted shares will vest on each of 02/28/2019 and 02/28/2021, and 415 restricted shares will vest on 02/29/2020.
11. 409 restricted shares will vest on each of 08/16/2019, 08/16/2020, and 08/16/2021.
12. 517 restricted shares will vest on each of 03/08/2019, 03/08/2020, and 03/08/2021; 518 restricted shares will vest on 03/08/2022.
Rita L. Fadell, Attorney-in-Faact for Bradley Paulsen 09/14/2018
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.